How to File Your Annual Certification of Compliance if You Are an LLC

If you are a Limited Liability Company (LLC) you will be interested in this. Several Big I New York members reached out to find out how they should complete the annual Certification of Compliance required by the NY cyber regulation 23 NYCRR 500. We want to let you know about a clarification we received from the Department of Financial Services (DFS) specific to LLCs.​ When filing your annual Certification of Compliance with the DFS as required by the cybersecurity regulation you are asked to report who reviewed the Certification of Compliance – the Board of Directors or Senior Officer(s).  Since an LLC typically does not…

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